(technical vulnerability assessment) ข้อ 8.10 การทดสอบการเจาะระบบงาน (penetration test) ข้อ 8.11 การบริหารจัดการโปรแกรมแก้ไขช่องโหว่ (patch management) 2.4 ส่วนที่ 11 การบริหารจัดการเหตุการณ์ผิดปกติด้าน IT (IT
เกณฑ์เกี่ยวกับบุคลากรในธุรกิจตลาดทุน knowledge assessment การประเมินความรู้ความสามารถในการลงทุนของลูกค้าที่จะลงทุนในผลิตภัณฑ์ ที่มีความเส่ียงสูงหรือมีความซับซ้อน knowledge test การทดสอบความรู้ของลูกค้า
of personal loan under supervision amounted to 12.8 million accounts, 5% more than last year. Personal loan receivable was 354,294 million baht, with the growth of 6% from the same period last year. In
the Capital Market Supervision Board re: Rules, Conditions and Procedures on Acquisition of Securities for Business Takeover, such person (who is required to comply with the rules issued under Section
business under the chain principle by any person reaches or exceeds 25%, 50% or 75% of the total voting rights of the business pursuant to the notification of the Capital Market Supervision Board re: Rules
358,413 million baht, with the growth of 6% from the same period last year. For personal loan industry, the numbers of account of personal loan under supervision amounted to 13.7 million accounts, 6% more
disclosed as per the Notification of the Capital Market Supervision Board No. 20/2008 Re: Rules on entering into Significant Transaction which qualifies as being acquisition or disposition of assets, B.E.2004
obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for
securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of