reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 37/2559 Re: Rules in Detail on Establishment of Information Technology System By virtue of Clause 5(1) in
: Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue of the second paragraph of Clause 7 of the Notification of the Securities and Exchange Commission No
Securities and Exchange Commission No. SorThor. 8/2548 Re: Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue of the second paragraph of Clause 7 of the
and communication technologies to improve the internal systems from storing, processing, tracking and distributing information.?Technology is playing a bigger role in the SEC operation and supervision
in assessing the long-term value and performance of assets.Kingpai Koosakulnirund, Vice President, CFA Society Thailand said: “Thailand’s capital market has been advancing on the ESG front with the
cooperation through the establishment of an information‑sharing network among ASEAN capital market regulators, and endorsement of the work plan of the Islamic Finance Working Group to support the development
transparent disclosure of investment information to investors, and effectively drive Thailand’s transition towards low-carbon economy, aligning with the Government’s goals. Ms. Pornanong Budsaratragoon
Bangkok, December 23, 2010 ? The Settlement Committee has imposed a total fine of 833,333.33 baht on Sinsathien Aimpoolsab and Sompis Poopiewngien for using undisclosed information they had obtained