applicable limitations under paragraph (5), including— (A) temporary suspension or permanent revocation of registration under this title; (B) temporary or permanent suspension or bar of a person from further
company committees hereby certifies that the report and the information contained herein are accurate and applicable in all respects. Please be acknowledged for your information Yours Sincerely (Mr.Wanthana
Board of Directors to the Information. The company committees hereby certifies that the report and the information contained herein are accurate and applicable in all respects. Please be acknowledged for
case may be. “ clearing house ” means a clearing house under the law on securities and exchange . Clause 3 This Notification is applicable to a securities company which wishes to engage in a short
operator of foreign ETF, as the case may be. “clearing house” means a clearing house under the law on securities and exchange 2 . Clause 3 This Notification is applicable to a securities company which wishes
securities and exchange 2 . Clause 3 This Notification is applicable to a securities company which wishes to engage in a short selling of the following securities in the Stock Exchange of Thailand: (1) ETF
be applicable to the following clients: (1) a derivatives business operator under Thai or foreign law; (2) clients other than Subclause (1) who decline, in writing, to the derivatives dealer , to
worst case scenario; (5) dispute resolution channel between clients and the derivatives dealer relating to the derivatives transaction. 9The provisions under Paragraph 1 shall not be applicable to the
_________________________ Clause 3 This Notification shall be applicable to the following cases: (1) offering for sale regarding units of foreign collective investment scheme to institutional or high net worth investor as