IOSCO on 7 June 2019 in accordance with IOSCO criteria for selecting the Annual Meeting host three years in advance. An average attendance of the Annual Meeting is 600 persons from more than 225 capital
available at www.sec.or.th/hearing . Related persons and interested parties may express their comments at the website or send comments to e-mail benja@sec.or.th or sawarin@sec.or.th until 20 August 2019
disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing. Any related interested parties and persons are welcome to make comments at the website or facsimile: 0-2033-9712
and subject to the penalties under Section 296 of the SEA. Therefore, SEC has filed a criminal complaint against the said persons requesting ECSD to consider legal action. Concurrently, SEC has
and related persons must submit hardcopy documents and also online documents through electronic system, which might cause burden on the private sector and it does not go accordingly with the
related information, (2) revising the supervision of major shareholders of business operators under both laws so that it will be applied consistently, (3) reconciling the supervision of persons who work
, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside
transactions showing the issuer's relation with other persons who may have a conflict of interest, measures to prevent such conflicts and oversight of improper transfer of benefits, and (4) the management's
in the capital market, or interested persons may register to join the seminar at www.sec.or.th/Seminar by 27 May 2019, or may watch live broadcast of the seminar on Facebook page “@sec.or.th” at the
this issue at SEC website: https://capital.sec.or.th/webapp/phs/upload/phs1534314229hearing_34_2561.pdf. Any related and interested persons are welcome to make comments at the website or facsimile: 0