the prohibited characteristics under Clause 30 and the SEC Office has notified in writing relating to the possession of such prohibited characteristics to [i] the person under consideration and [ii] the
first paragraph shall be in accordance with the Notification of the Associations approved by the SEC Office. Notified this 7th day of April 2015. - Signature - (Vorapol Socatiyanurak) Secretary-General
Office to call and inspect the relevant documents or to enter and inspect the operation of the outsourcee. Notified this 12th day of September 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of the
inspect the relevant documents or to enter and inspect the operation of the outsourcee. Notified this 12th day of September 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of the Securities and
incidents which may cause major operational disruptions Notified this 21st day of October 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of Securities and Exchange Commission Appendix Division 1
operational disruptions Notified this 21st day of October 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of Securities and Exchange Commission (UNOFFICIAL TRANSLATION) Readers should be aware that only
from 1 October 2001. Notified this 25th day of September 2001. - Signature - (Mr. Prasarn Trairatvorakul) Secretary-General The Office of the Securities and Exchange Commission Published in Government
come into force as from 1 October 2001. Notified this 25th day of September 2001. - Signature - (Mr. Prasarn Trairatvorakul) Secretary-General The Office of the Securities and Exchange Commission Readers
come into force as from 1 October 2001. Notified this 25th day of September 2001. - Signature - (Mr. Prasarn Trairatvorakul) Secretary-General The Office of the Securities and Exchange Commission