accounts, we have issued measures for addressing different types of mule accounts within an expedited timeframe. Additionally, guidelines were established for data sharing and coordination among digital
approved by the head of audit firms and submitted to the SEC within 5 months after the IT audit period, unless a waiver is granted by the SEC. The transitional period will end on May 31st, 2027, and the
developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from
, the SET Building. During the event, Dr. Pornanong Budsaratragoon, SEC Secretary-General, highlighted the SEC's role in fostering a sustainable environment within the capital market that
Short-Form report of the shares offering results must be submitted at least two (2) business days prior to the first trading day of the shares or within 30 days after the closing date of the offering
these small transactions at a single time; 2) Exempting the reporting requirement for directors or executives who are spouses or cohabit as husband and wife within the same listed company if
the top” approach. This supports and drives practical cyber resilience within organizations. Therefore, the SEC has been holding annual cybersecurity workshops for directors in the capital market sector
already been legally appointed. (3) Exempting the application fee for the auditor applicants who resubmit the application within one year from the submission date of the first application, on the condition
current criteria, such exemption is only applicable in cases where the aforesaid investors have passed a knowledge test within three months before investment; (2) To require ICO portals to
meeting also considered changing the securities settlement cycle to be within the second day following the trading day (T+2) for all types of investors. Furthermore, both parties agreed to review rules or