mutual funds under management of the same asset management company only up to two tiers for general mutual funds may not be flexible enough.  The SEC has therefore revised the governing rules in this

SEC Secretary-General Ruenvadee Suwanmongkol said: “Digital asset businesses are regulated under the Emergency Decree on Digital Asset Businesses. Only providers who have obtained relevant

securities. The consultation paper is available in Thai version only at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=920. Stakeholders and interested parties are welcome to submit comments and

transaction confirmation evidence that must be issued by the responsible asset management company or the selling agent bank only. In case of doubts, immediate contact with the compliance unit is recommended

SEC Secretary-General Ruenvadee Suwanmongkol said that SEC is well aware of the importance and necessity in enhancing competitiveness with standardized rules and regulations and convenience to the

may consider further extension. If the AGM 2020 agenda contains only matters for acknowledgement, asset management companies and REIT managers may choose to send out such information instead of

to invest via Line application or any other social media platforms to be cautious and make investments only with properly licensed intermediaries. Investors can check the list of licensed or registered

stability of the high yield bond market as well as offer an alternative for high net worth investors to make investments through professionals instead of investing directly in such instrument.Earlier, on 16

in all categories. Initiated in September 2019, the single form will allow investors to fill in information only once when they open an account to invest in any product in the capital market, for

when in fact GGC received only partial or no delivery of the raw materials. Nevertheless, it was recorded in the company’s accounting system that the raw materials were fully delivered. In addition