working for the same audit firm. The special audit report must be submitted to the SEC within 30 days as from 24 October 2023, and disclosed through the SET Electronic Listed Company Information Disclosure

same standard and clearer warning presentation regarding investment risks. This is to ensure that investors have sufficient information regarding risks or limitations prior to using services or making

shares to persons in the same group whereby the filing of the registration statemen is not required;      (2) ESOP of repurchased shares in compliance with the rules and conditions specified by the SEC

companies of relevant guidelines to be implemented in the same direction. For example, guidelines for mitigating the risks of COVID-19 spread when AGM is held and guidelines for supporting proxy voting. In

for liquidity support while financial institutions giving assistance to such mutual funds are allowed to use high-quality domestic instruments as collateral for the same purpose.Concurrently, SEC has

listed securities as same as institutional investors, in addition to the current eligible assets which are government bonds and investment-grade debentures only. (2)  SEC will consider the

accommodate the HK-TH MRF project. In this regard, SEC applies the same principles for supervising the ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region Funds Passport (ARFP), for which

investment account. In this regard, investors are usually requested to give the same information repeatedly when open a new account with different intermediaries. Such redundancy causes inconvenience and a

31 March of each year may be used instead. This is to ensure that the fee calcualtion is based on more updated information. In any case, the fee rates remain the same without any revision. The

which are fixed income funds making daily redemptions and same-day settlements or settlements on the next business day. It is therefore crucial that they maintain adequate liquidity to respond to