with a copy of documents demonstrating the remaining money or assets, calculated in value per unit, to be returned to the trust unitholders, when a copy of financial statements have been submitted to
opinion of an independent financial advisor ("IFA") in the event of major changes; (2) Allow the remaining shares from the preferential public offering (PPO)* to be offered for sale through PP (equivalent
until the expiry date of their respective approvals, and will not accept their future application for approval as personnel in the capital market business for the remaining period of the 12-month
Ministry of Finance, with remaining time to maturity not more than one year. In addition, the companies must calculate the market prices of the invested instruments at least every business day to ensure that
via KBank e-Learning system Communicating to employees the Anti-Corruption Policy and informing them of communication channels for accepting information, suggestions or complaints via internal media
company will collect the remaining expenses at once. • The management company will charge a back-end fee at X% of the trading value only when the investment target is reached within the specified Y months
percent, remaining sufficient to cushion against risk, and greater than the Bank of Thailand’s requirements of 11.50 percent and 9.00 percent, respectively. All of the above endeavors and satisfactory
Effective Date 1. Notification of the Office of the Securities and Exchange Commission Sor Thor. 35/2557 Rules in Detail on Communication with and Providing Services to Clients of Securities Companies
of the Securities and Exchange Commission Sor Thor. 35/2557 Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries (Codefied