failure to perform duties or give services with loyalty, responsibility and deliberation as a professional in contravention to the Notification of the Capital Market Supervisory Board.* SEC has therefore
net worth investors and venture capital enterprises, but no more than 300,000 baht to each individual investor. A combined amount sold to individual investors must be no more than four times of
obtained by virtue of their positions to sell shares and warrants of Unique Mining Services Plc. (UMS) and also imposed a fine on Patra Chalermsaphayakorn as an aider. The Settlement Committee imposed a
Bangkok, 11 October 2016 ? The SEC is urging the shareholders of JMT Network Services Public Company Limited (JMT) to study information carefully with regard to the company?s proposal for a waiver of
information on revenues from advisory services for related persons, even though certain information indicated that the revenue may not exist. Such revenue, if not exist, will bring down the company's recorded
of seeking the SEC?s approval.On February 1, 2013, the SEC issued a letter informing the DSI of the details of BTSGIF having investment policy to purchase the future net farebox revenue generated from
private power project; (3) The fund may invest in a yet-to-be-complete (greenfield) project at an amount not exceeding 30 percent of the total net asset value of the fund; otherwise, the investment units
that the option to sell the remaining shares shall be exercised upon the confirmation from SBITO that the services provided by the Company are completely transferred and handed over to SBITO. Therefore
Source : From the company’s working capital (8) General description of connected transaction Type of transaction : Transactions relating to assets and services Transaction volume : The amount of not
: Transactions relating to assets and services Transaction volume : Baht 2,400,000.- (including VAT) Above transaction came under the scope of connected transactions for listed companies as specified in The