correlated timing with high volumes to control the market price of SLC shares to mislead general public and induced them to trade in SLC shares. The nine accounts then were able to gradually offloaded their
in big volumes. Such trading manipulation took place during 10-27 September 2013, causing YCI price and trading volume to be inconsistent with the normal market condition. The wrongdoing was assisted
the penalties under the second paragraph of Section 281/2 of the SEA, in conjunction with Section 86 of the Penal Code. The SEC has therefore filed the criminal complaint against the three offenders
with Section 86 of the Penal Code. The SEC has therefore filed the criminal complaint against the three offenders with the DSI for further legal proceedings.In addition, the criminal complaint for the
Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of
shares or 64.35 percent of the total ordinary shares sold of MAKRO then held directly and indirectly by SHV, at 787 baht per share significantly higher than the market price, thus requiring CPALL make a
in Sopana to have characteristics prohibited for capital market personnel, the SEC therefore revoked her status as an approved fund manager.Furthermore, the SEC instructed all asset management
changed, and on a continual basis causing the tradings of such shares to be inconsistent with normal market conditions to induce the general public to trade such shares. In addition, the trading orders were
Chaichanajarak, (4) Mr. Nontawat Dhanasuwiwath, colluded to purchase Panacee Grand Hotel Roemerbad (Panacee) in Germany at a significantly higher price than the appraised price based on the market approach. They