, leasehold rights to immovable properties, or the seeking of benefits generated by other means; “scheme” means a mutual fund management scheme; “association” means an association related to securities business
, leasehold rights to immovable properties, or the seeking of benefits generated by other means; “scheme” means a mutual fund management scheme; “association” means an association related to securities business
undertake securities business in the category of private fund management, who is authorized by such securities company to make investment decisions to acquire benefits from securities or other assets on
securities company to make investment decisions to acquire benefits from securities or other assets on behalf of the customers; “Financial institution” means any financial institution under the laws governing
securities company to make investment decisions to acquire benefits from securities or other assets on behalf of the customers; “Financial institution” means any financial institution under the laws governing
nature of deceit or dishonesty or irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for
irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for operating fund supervisor business, at least
irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for operating fund supervisor business, at least
asset inventory demonstrating details and amount of client’s assets and records of acquisition and disposition of assets of each client; □ (3.5) System to monitor and tracking benefits arisen from
details and amount of client’s assets and records of acquisition and disposition of assets of each client; □ (3.5) System to monitor and tracking benefits arisen from client’s assets; □ (3.6) System to