: Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue of the second paragraph of Clause 7 of the Notification of the Securities and Exchange Commission No
Securities and Exchange Commission No. SorThor. 8/2548 Re: Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue of the second paragraph of Clause 7 of the
and communication technologies to improve the internal systems from storing, processing, tracking and distributing information.?Technology is playing a bigger role in the SEC operation and supervision
Bangkok, December 23, 2010 ? The Settlement Committee has imposed a total fine of 833,333.33 baht on Sinsathien Aimpoolsab and Sompis Poopiewngien for using undisclosed information they had obtained
Organization on Leveraging Modern Technology in Work Processes or Service Delivery Award; and (4) Outstanding Organization on e-Participation Promotion Award.The SEC is committed to
Online Submission CA - Download Forms / Manuals See canceled document >> Information technology Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the
which technology plays a vital role, particularly in management of enormous volume of information and documents.The project SMART SEC Administrative Office was launched and a number of systems were
discussion were Lt.Gen.Bunjerd Tientongdee, Director - General, Defence Information and Space Technology Department and Prinya Hom-Anek, President and Founder of ACIS Professional Center Co., Ltd and a member
(section 110) |- Securities Registrar Business (section 222) |- Association Related to Securities Businesses (section 230) |- Terms and Condition for Information Technology |- Anti-Money Laundering and
) |- Holidays (section 110) |- Securities Registrar Business (section 222) |- Association Related to Securities Businesses (section 230) |- Terms and Condition for Information Technology |- Anti-Money Laundering