The SEC Civil Sanction Committee (CSC) had earlier resolved to impose civil sanctions on all four offenders of this case, among which only two agreed to comply with the specified civil sanctions
account to engage in market misconduct. The civil penalty begins with the SEC?s submitting the case to the Civil Penalty Committee to approve commencing civil penalty proceedings against the alleged
Department of Special Investigation (DSI) to pursue legal actions against (1) Prachai Leophairatana - Chairman of the Executive Committee of TPIPL rehabilitation Plan Administrator, and (2) Stern Stewart & Co
such group of investors which includes Mr.Vijit Supinit. The SEC Board Meeting No. 6/2011 held today, therefore, has taken this matter into consideration and assigned the Audit Committee to consider two
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) พร้อมด้วยผู้บริหาร เข้าร่วมประชุมคณะกรรมการระดับภูมิภาคเอเชียแปซิฟิก (Asia-Pacific Regional Committee
acquire 100% of shares in Pro Solar One Co.,Ltd ("ProOne"), a solar power plant operator. The acquisition price was set at 325.30 million baht for 2,632,499 shares. Board of directors and audit committee of
SEC booth presented under the theme ?SEC Open house? at Money Expo Bangkok 2013. Scored by a committee of diverse experts, consisting of national artists, as well as experts in architecture, arts and
Bangkok, July 11, 2013 ?This follows the news on a complaint filed with the SEC by Mr. Hans Jorgen Nielsen, a former president, director and a chairman of the executive committee of L.V. Technology
fine paid to the court or as ordered by the Settlement Committee. Vorapol Socatiyanurak, SEC Secretary-General said, ?The bounty and gratuity regulations will support enforcement efficiency, raise
, both the Board of Directors and the Audit Committee view that such transaction is reasonable and beneficial to the company. However, the independent financial advisor is of the opinion that the