standards stipulated by the association in securities business or any other organizations in securities business accepted by the Office, mutatis mutandis . Chapter 4 Compulsory Measures ______________________
including ethics and professional standards stipulated by the association in securities business or any other organizations in securities business accepted by the Office, mutatis mutandis. (Translation) 7
criteria prescribed by the Association of Thai Securities Companies and approved by the SEC Office. Clause 7 The derivatives broker shall set up a compliance unit in which acceptable and reliable standards
derivatives broker’s board of directors, and comply with the criteria prescribed by the Association of Thai Securities Companies and approved by the SEC Office. Clause 7 The derivatives broker shall set up a
) being a gold trader for not less than 3 consecutive years and being a member of the Gold Traders Association, the Thailand Gold Retail Club or other organizations recognized by the SEC Office; (2) of
Association, the Thailand Gold Retail Club or other organizations recognized by the SEC Office; (2) of which directors, managers and partners not having any prohibited characteristics as prescribed in the
. To propose to the Annual General Meeting of Shareholders to approve the amendment of Memorandum of Association Article 4, to comply with reduction of registered capital. 10. To propose to the Annual
investors under a Private Placement scheme (Private Placement: PP) 9. To propose to the Annual General Meeting of Shareholders to approve the amendment of Memorandum of Association Article 4, to comply with