Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory
: Approval for Investor Contacts and Standards of Conduct dated 14 October 2009. The SEC considered the said persons? misconduct as severe wrongdoing and deemed unfit to perform the duty as investor contact
) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice
duty as the approved capital market investment consultant for 9 months. Owing to the fact that the approval period remains until December 31, 2015, the approval shall be suspended until the lapse of such
Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 which was the 3rd category
. Prior to granting approval for lending money for purchasing securities or lending securities for making a short sale to any person, a securities company shall: 6 Repealed by the Notification of the Office
มูลคาและ จํานวนครั้งที่เสนอขาย (shelf approval) ผูขออนุญาตและผูระดมทุนรวมยื่นคําขอ โดยจะ ไดรับอนุญาตใหเสนอขายศกุูก 2 ป โดยไมจํากัด มูลคาและจํานวนครั้งที่เสนอขาย (shelf approval) สํานักงาน
find full detail on www.trisrating.com) As regards to BGRIM’s annual general meeting (AGM) held on 26 April 2018, BGRIM also granted shareholder approval on issuance of bond in the amount up to Baht
, under the approval of the Financial Institutions Policy Committee, to propose a resolution plan for failing financial institutions which could adversely affect the country’s overall economic and financial
together was equal to THB 19.99 million; which was considered as a medium transaction so that the Company is required to get approval from the Board of Directors and disclose information to the Stock