The seminar series will showcase a pool of knowledge and advice from certified financial planners (CFP) and experts on financial, investment and debt management. Investors and the interested public
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to
The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure
SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or
derivatives business operators concerning the standards of business conduct, management structure, operating system and services they provide.In this connection, the SEC will revise the rules governing
AMLO, the SEC considers it necessary to establish requirements governing the risk management systems of digital asset business operators, ensuring that the operators have information accompanying all
/สัมมนาเกี่ยวกับการบริหารความเสี่ยง (risk management ของ derivativesเนื่องด้วยปัจจุบันสำนักงานได้อนุญาตให้มีการออกหลักทรัพย์ที่มี
Facebook page "วางแผนการเงินตามช่วงวัย-ซาวาคามิ" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 17/03/2025)
Facebook page Sawakami Securities Company buys and sells on the stock market impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business