.. UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Securities and

matters for consideration as follows: 1.) Granting an exemption such that the company's inability to perform the following actions shall not be considered an event of default:               (1.1) Failing

than 15 hours within the latest two calendar years before the approval expiration. This training is the same as that required for investment consultants (IC) and investment planners (IP). However, the

The SEC has revised the definition of Qualified Subordinated Debt to be excluded from the total liabilities for the calculation of net capital of business operators, viewing that the debt instruments

Sustainable development in the environmental area has become an important goal both nationally and internationally. The public sector implements policies that support continuing  environmental

suppression of improper behaviors of listed companies. The webinar also aimed to communicate and build the understanding of revisiting rules and oversight measures that the SEC and the SET have revised to

regulations as specified by the SEC and was unable to rectify all deficiencies in order to resume its ICO portal services in an appropriate manner. These incidents showed that Longroot had been unable to

operations under the Sandbox to ensure that the participants are well prepared to provide services within the Sandbox framework; and        (3) The participants must specify the specific scope of services for

use the SRI Fund symbol when marketing such funds in Thailand under the HK-TH MRF project, which requires that asset management companies disclose fund information according to the destination

During March – April this year, the SEC conducted a public hearing and a focus group on the proposed amendments related to issuance and offer for sale of sustainability-themed bonds that would