recording device. Clause 17 A securities company shall not trade securities by using inside information in such a way that takes advantage of outside persons or disclose such inside information for other
, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data recording device. Clause
) - - 2. การจัดโครงสร้างความมั่นคง ปลอดภัยของระบบสารสนเทศ (organization of information technology) เพิ่มแนวทางควบคุมในเรื่องดังตอ่ไปนี ้ - การใช้งานอุปกรณ์เคลื่อนที่ (mobile device) - การปฏิบัตงิานจากภายนอ
margin at 2.35 percent. Other operating income grew 52.3 percent, led by higher gains on investments. While non-performing loan (NPL) had remained stable, a one-off higher provision for impairment loss of
group had divested shares in Nido Production (Galoc) Pty. Ltd. which holds to 55.8% stake in the Galoc oil field. The transaction have been completed in Q3/2018, realizing profit from the provision of
any provision of the Law on Securities and Exchange or this Notification; (2) the offering of securities may be in contrast with the public policy or the national policy; (3) the offering of securities
to provide an [cooperation and] assistance in inspection and providing information relating to breach or fail to comply with any provision of law on Securities and Exchange3or any rules issued by
year, and from the provision of employee benefit for retirement, a non-recurring item classified under administrative expenses. Excluding the non-recurring items and the performance of residential
each provision of the IOSCO CRA Code is of conduct deviate from the IOSCO CRA Code and how such deviations nonetheless achieve the objectives laid out in the IOSCO CRA Code and the IOSCO CRA Principles