one of the persons has already submitted a report to the SEC. The measure aims to streamline reporting procedures and reduce redundancy; 3) Further clarifying the reporting deadline in case of
, Director-General of the Department of Older Persons (DOP). During the panel discussion, Mrs. Tosporn Vichienchai, SEC Assistant Director of the Capital Market Education Department, highlighted the SEC’s
of licensed business operators is available at https://www.sec.or.th and the SEC Check First application. Additionally, the names of persons who are not regulated business operators under the SEC’s
companies. Interested persons may watch the recorded webinar session the SEC’s Facebook page, on https://www.facebook.com/sec.or.th/, and its YouTube channel, “ThaiSEC,” on https://www.youtube.com
regulatory agencies, such as Mr. Paiboon Dumrongwaree, SEC Assistant Secretary-General, shared their knowledge and experience regarding good governance of listed companies.Interested persons may watch the
, including experts and experienced persons in the bond market, namely (1) SEC Secretary-General, (2) Mrs. Pornanong Budsaratragoon, (3) Mrs. Pattera Dilokrungthirapop, (4) Mr. Arsa Indaravijaya, and (5) Mr
persons to sign on securities trading orders or other documents for themselves to prevent possible damage. ____________________________ * Pursuant to Clause 23(1) and the
who were her close relatives and friends instead. In so doing, she secretly used her supervisor’s computer to change the names of the persons having the right to such IPO allocation. Consequently, the
persons shall not be in aggregation at a time greater than one third of the total sold units of a mutual fund. Such limitations on unitholding are to ensure that investment units are widely allocated to
The Civil Sanction Committee passed a resolution imposing a civil sanction on Surasak and Ekkamon in the case of insider trading of GLOBAL shares on 22 August 2012; however, both persons refused to