the event that any mutual fund manager violates or fails to comply with the laws, notifications or professional ethics relating to mutual fund management, the Office shall have the power to take the
manager violates or fails to comply with the laws, notifications or professional ethics relating to mutual fund management, the Office shall have the power to take the following actions; (1) Warning; (2
Notifications for the purpose of clarity in practice and for inspection by the SEC Office. Clause 34 In the case that the SEC Office finds that a derivatives broker violates or fails to comply with this
, the SEC Office shall have the authority to prescribed and notify any detailed criteria on the matters prescribed in this Notifications for the purpose of clarity in practice and for inspection by the
Transactions, dated 19 November 2003 ( as amended) (collectively, the “Notifications on Connected Transactions”). Land Information Located in Taporyor sub-district, Yi-ngor district, Narathiwat Province
Listed Companies Concerning the Connected Transactions, dated 19 November 2003 ( as amended) (collectively, the “Notifications on Connected Transactions”). Land Information Located in Taporyor sub-district
unitholders and the management company, and the law on securities and exchange, including notifications, rules, and orders issued by virtue of said law, and that in cases where any regulations in the fund
Transitional Provisions _____________ Clause 34 All notifications of the Office of the Securities and Exchange Commission, orders, and circulations which were issued by virtue of or set out guidelines in