information in materiality for client's investment decision making. Following a report on the client's complaint filed by the Ministry of Finance, the SEC further probed into the case and found that {A} gave
market. Investor contacts are obliged to send trading orders into the Stock Exchange of Thailand's trading system properly and not get involved in any wrongdoing. Any investor contact who fails to comply
-classification into six enriched sections aims to serve all user groups, including:(1) About us: Overview of the SEC;(2) Market development: Direction and role of the SEC in capital market development including
} and {C} for aiding and abetting {A}'s wrongdoing.With the referral from the Stock Exchange of Thailand (SET), the SEC probed into the case and found that during November 16 - December 7, 2010, {A}, then
conducted in an appropriate manner and are aligned with other types of services.The amended notifications will come into effect on 1 March 2026.Notes:* Two relevant notifications are: (1) Notification of the
offenses under all laws under the SEC’s supervision will be taken into account, so as to more comprehensively address cross sector risks arising from interconnected business activities.The proposed
Pursuant to the Royal Decree on Measures for Preventing and Suppressing Technology Related Crimes (No. 2) B.E. 2568 (2025), which came into force on 13 April 2025, the Ministry of Digital Economy
and entered into derivatives contracts whose underlyings were the securities price of such companies while the companies’ draft financial statements were being recorded in the EY information system
activities misled general investors into believing that new investors were interested in investing in KIAT shares at gradually higher prices. Meanwhile, the group of offenders, including Nipa and Namthip, who