discussing with her client to fine-tune the deficit portfolio. At the end of the trading day, she notified her client via mobile telephone after working hours.Making securities trading decisions on behalf of
comprehensive knowledge and information on the Thai capital market from the early stage of development to the present day. Through the interactive multimedia, the SEC Capital Market Knowledge Center will support
Capital Market Education Department of the SEC, served as a panellist in the session titled “Keeping Up with Online Threats: Stay Safe Every Day,” aimed at strengthening scam‑prevention awareness and
fine of Baht 30,000 and a further fine of Baht 1,000 each day starting from the judgment date until the company so complies. SEC Act S.300 in conjunction with 56(1)(2)(3)(4) and 199 Criminal Complaint
suspended the determination of punishment for 2 years and sentenced the defendant a fine of Baht 300 for each day starting from July 25, 2015 until the defendant reduces the holding of KC shares to the number
, resulting in a total fine of Baht 869,500 and a further fine of Baht 500 Baht each day starting from January 5, 2021 until the accused filed the financial statement for the year 2018, the Form 56-1 of 2018
units of the mutual fund with the ninety-day redemption period limit and the policy to invest no less than eighty percent of its net asset value in any of the followings: (a) investing in any one or
mutual fund with the ninety-day redemption period limit and the policy to invest no less than eighty percent of its net asset value in any of the followings: (a) investing in any one or several liquid
quarter, the average traffic volume was at 1,135,400 trips/day, representing an increase from the second quarter (QoQ) of 40 percent, and the average ridership was at 283,700 trips/day, representing an
within the same working day the cause of amendment found and must record the reason for each amendment. Clause 14. A securities company shall provide an inspection of the client’s assets under its custody