: Proactive: forward-thinking and acting in advance in anticipation of possible challenges while being a firm and fair regulator as well as a friendly and visionary partner to all sectors, and initiating
should be rigorous, capable of being applied consistently, and, where possible, result in credit ratings that can be subjected to some form of objective validation based on historical experience. 1.2
shareholders or give inappropriately more benefits than other shareholders; 2. being unlikely to be able to protect shareholders’ rights by allowing any person to receive financial gain beyond what should be
analyzing information concerning securities trading payment of clients in one or many of the following ways: (1) being a contact point for data processing of securities trading; (2) sending and receiving
, affiliated transaction for fund whether in case of as specified in Clause 14, Clause 15, Clause 16 or clause 17 or the other cases, such transactions shall have the following particulars: (1) Being transaction
following particulars: (1) Being transaction with the best execution for fund; (2) Being a necessity and advantage transaction for fund; (3) Being an at arm’s length transactions and (4) In the case where
30,188,376 (Thirty Million One Hundred Eighty-Eight Thousand Three Hundred and Seventy-Six Baht), thereby being the total value of Baht 53,763,424 (Fifty-Three Million Seven Hundred Sixty-Three Thousand Four
__________________________________________________ _____________________________________________________________________ 2. I/We am/are not currently being subject to any suspension or revocation order or action by Home Regulator regarding the