Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 6/2024 Settlement Committee Order No. 62/2024 Dated 27/08/2024

in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 10/2024 Settlement Committee Order No. 108/2024 Dated 19/12/2024

Zipmex Company Limited On April 1, 2024, Zipmex Company Limited, a digital asset exchange and broker, appointed a director without the approval of the SEC. DAB Act S.29 paragraph 1 Settlement

the criteria prescribed by the Securities and Exchange Commission. SEC Act S.97 Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 92/2025 Dated 26/06/2025

with the notification of the Securities and Exchange Commission. DAB Act S.30 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026

Asia Wealth Securities Public Company Limited Asia Wealth Securities Public Company Limited, as a securities broker, violated The Securities and Exchange Act B.E. 2535 Act, in total 4 cases as

CAPITAL PUBLIC COMPANY LIMITED ALPHA CAPITAL ASSET MANAGEMENT COMPANY LIMITED ALPHA CAPITAL PARTNERS GROUP PUBLIC COMPANY LIMITED ALPHA DIVISIONS PUBLIC COMPANY LIMITED ALT TELECOM PUBLIC COMPANY LIMITED

COMPANY LIMITED ALLEN OVERY SHEARMAN STERLING (THAILAN... ALLIANZ AYUDHYA ASSURANCE PUBLIC COMPA... ALLIANZ AYUDHYA CAPITAL PUBLIC COMPANY... ALPHA DIVISIONS PUBLIC COMPANY LIMITED ALT TELECOM PUBLIC

cannot undertake any responsibility for its accuracy, nor be held liable for any loss of damages arising from or related to its use. The Securities and Exchange Commission Notification of the Securities

responsibility for its accuracy, nor be held liable for any loss of damages arising from or related to its use. The Securities and Exchange Commission Notification of the Securities and Exchange Commission No