showing the amount of funds or assets per unit to be returned to the unitholders. Additionally, the liquidator is required to send copies of the financial statements to the unitholders or publish them on

with a copy of documents demonstrating the remaining money or assets, calculated in value per unit, to be returned to the trust unitholders, when a copy of financial statements have been submitted to

be a qualified person with independence, objectivity and required competency;  (3) Update the requirements per current standards and guidelines to be in alignment with international standards and other

-effective manner with input from all relevant stakeholders.** As per Article 59 of the Securities and Exchange Act B.E. 2535 (1992) and the Notification of the Office of the SEC No. Sor Jor. 38/2561 Re

without using the money to buy investment units as per the clients’ orders, (2) bought investment units less than the amount ordered, (3) misappropriated her clients’ money by depositing it into her own

savings amount upon retirement is 3 million baht or 12,500 baht per month for 20 years.        

the deficiencies of its work systems within deadline, and ordering Huobi to return assets to clients as per their request. Huobi requested extensions of deadline many times and the SEC Board granted

as per the letter by the United Nations Development Programme (UNDP) in the Asia-Pacific region inviting SEC Secretary-General to attend as a speaker on the topic on 27 November 2019. This is the

Caravan to Provincial Areas project to Khon Kaen, as per the resolution of SEC Board Meeting No. 6/2019 on 6 June 2019, which approved the establishment of SEC Caravan to Provincial Areas project.On this

worth investors, venture capital businesses and private equity funds at an unlimited amount. Investment is capped at no more than 300,000 baht per ICO project for each individual investor, or no more