highlighted the SEC’s procedures for handling reports of investment scams from the public and capital market stakeholders. She also emphasized the collaboration among agencies and social media platform
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the
Aowsathaporn 2. Mr. Vicharn Panitvorapoom 3. Mrs. Chanirat Komolratwattana 8. Source of Investment Funds Company’s Working Capital 9. Expected Benefit Gain Dividend Such transaction is not the connected
Exchange Act 2535 116 12/03/1992 16/05/1992 5. Notification of Capital Market Supervisory Board Tor Thor. 1/2560 Provision of Services to Clients regarding Investment in Capital Market Products
Before providing investment service in the capital market, intermediaries, such as securities companies and asset management companies, must know their investors or clients’ detailed information
-1- Ref. FPI. 014/2019 26 November 2019 Subject: Additional clarification regarding increase in capital investment in ALP FPI PARTS PRIVATE LIMITED in India To: Board of Directors and President of
distributor. 4.5 Paid-up capital (Before investment) 300 million baht 4.6 Number of ordinary shares The Company holds (Before investment) 56,000,000 shares 4.7 Paid-up capital (After investment) 450 million
development of WIE's industrial estate projects, which require substantial amounts of investment capital. Also, this transaction could lighten the burden of fundraising for WORLD shareholders and increase
additional investment, the Company holds 500,000 ordinary shares After additional investment, the Company holds 8,500,000 ordinary shares Objective of investment To utilize as working capital of