Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “intermediary” means a securities company and a derivatives
Derivatives Intermediaries (No. 2) dated 3 June 2014 , the SEC Office hereby issues the following regulations: Clause 1 The provision in this Notification is prescribed in details of appointing an independent
Services to Clients of Securities Companies and Derivatives Intermediaries (No. 2) dated 3 June 2014, the SEC Office hereby issues the following regulations: Clause 1 The provision in this Notification is
Intermediaries (No. 2) dated 3 June 2014, the SEC Office hereby issues the following regulations: Clause 1 The provision in this Notification is prescribed in details of appointing an independent director as
Capital Clause 4 The liquid assets which may be used for maintenance of the capital are the following assets which are free of encumbrance and are not short-term investments with the intention of resale or
The liquid assets which may be used for maintenance of the capital are the following assets which are free of encumbrance and are not short-term investments with the intention of resale or seeking to
letter. Clause 7. This Notification shall come into force from the day following the date of its publication in the Government Gazette. Notified this 15th day of May 1998. - Signature - (Mr. Prakorn
come into force from the day following the date of its publication in the Government Gazette. Notified on this 15th day of May 1998. - Signature - (Mr. Pakorn Malakul Na Ayudhya) Secretary-General The
No. 9 (B.E. 2540) issued under the Securities and Exchange Act, B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Short