is compulsory to obtain an investment management business license, establish the readiness of work systems and personnel and comply with the investment policy disclosed in the mutual fund schemes and

offense.    The purchases of UOB8TF units in both cases were done before the inside information was publicly disclosed through SET on 7 March 2016, and the sales thereof generated profits or averaged out

rule.  POLAR's action under the responsibility of Yanakorn and Poonsak was an offence on the ground of concealing material facts that should have been disclosed under Section 281/10 in conjunction with

statements or nature of business opreation woud be subject to cash balance trading, symbolized by te ?C? sign.Investors are advised not only to keep abreast of the important information disclosed by listed

EARTH submitted the clarification to the SEC and disclosed it through the SET Information System on 30 November 2018;(2) the report of the re-assessment results of the fair value of the mining property

significantly from the preceding quarter. Jajjai had taken advantage of the information to sell 1.3 million MODERN shares through the trading account of his daughter Benjamas before the company disclosed the

daughter Benjamas before the company disclosed the financial statements for the said quarter to the public through the SET Electronic Information Transmission System on 15 August 2016. The financial

before RASA disclosed the material information to the public via the SET Information Disclosure System, and persuaded her relatives to buy the shares based on the insider information as well. Chanthani

assets to ensure accurate and complete conclusion before preparing and disclosing the IFA report even though there was material inconsistency with the information disclosed via the Electronic Information

international recognition of supervision on auditor in Thai capital market, helping ensure confidence of investors in financial reports disclosed by Thai listed company and facilitate fundraising in foreign