Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed  revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for

on behalf of clients.Following the report of Kasikorn Securities Plc., the SEC probed into the case and found that {A} had been authorized by two clients to make derivatives and securities trading

Bangkok, November 6, 2014 ? The SEC is seeking public comment on proposed  revision of approval criteria for auditors in the capital market to be more practical. The proposed revisions include

Bangkok, October 17, 2013 ? The SEC advised shareholders of Wyncoast Industrial Park Plc. (WIN) to exercise their voting rights at the company?s Extraordinary General Meeting (EGM) on October 22

Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดกิจกรรมส่งต่อความรู้การเงินการลงทุนให้แก่กลุ่มนักศึกษา ผ่านโครงการ “Campaign on Campus Season 2” เพื่อส่งเสริมให้นักศึกษามีความพร้อมใน

The Securities and Exchange Commission (SEC), represented by Mrs. Pattanaporn Tripipat and Pol.Lt.Col. Sutthisak Jitpimonmas, Assistant Secretaries‑General, extended congratulations on the occasion

Following the SEC’s publication of the consultation paper on the principles of the Travel Rule on 10 March 2026, for which the initial public hearing period was set at 15 days (ending on 25 March

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมงาน “Thailand-Luxembourg Seminar and Workshop on Transition Finance and Decarbonization Pathways” ในการส่งเสริมความรู้ความเข้าใจและ

Previously, during November–December 2025, the SEC conducted a public hearing on the principles underlying the proposed amendments. Most respondents agreed with the proposed approach. The key