capital market, particularly regarding the development and regulation of digital assets. The two parties also shared views on the current landscape of digital asset operations, international investment

, bonds, and digital assets), the SEC’s regulations, and awareness of investment scams. This session focused on SMART principles (Specific, Measurable, Achievable, Realistic, and Time-Bound), the “Three

governance principles based on CG Code, the prevention of unfair securities trading practices, and the supervision of digital assets. The training aimed to enhance understanding of roles and responsibilities

)  Define a company possessing the characteristics of investment company as a company that makes passive investment in securities, derivatives or digital assets, at a collective total amount exceeding 40

investment between both capital markets. Both parties also discussed and exchanged regulatory views on the developments and challenges related to supervision of innovative finance and digital assets in

maintain capital not less than minimum requirements as follows: (1) Maintaining net capital (NC) with liquid assets less liabilities and risk haircuts not less than the specified value;(2) Maintaining net

Bangkok, Aug 15, 2011 - The SEC suspends four investor contacts, namely, (1) {A} of Asia Plus Plc. for one month, from August 10, 2011 due to his interference with client's assets and reprimands

Bangkok, February 3, 2011 - The SEC is seeking public comments to relax regulations on minimum IPO period and registration of assets in case of general mutual fund to facilitate more flexibility for

, conditions and procedures for the establishment and management of property fund and for the registration of a pool of assets as property fund.The Office is now in the process of submitting such notifications

liquid asset requirement and investment ratio calculation in underlying assets, for example. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties