(Unofficial Translation) 1 Licensing Manual: Application for Approval of Capital Market Auditor Authority: the Office of the Securities and Exchange Commission (public agency) Rules, procedures and
Securities and Exchange Commission 67/2543 (Synopsis) 21/12/2000 21/12/2000 8. Notification of the Office of the Securities and Exchange Commission SorKhor. 39/2554 Extension for Period of Approval and
The SEC encourages WORLD shareholders to study information and exercise their voting right at the extraordinary shareholders’ meeting on 7 May 2024 in the case where WORLD will seek approval for a
exemption for the bond issuer, where the total debt exceeds 700 million baht: - Proposal and approval from the SQ256A bondholders' meeting on 6 June 2025 to postpone the bond maturity date and
Bangkok, October 1, 2012 - The SEC imposed administrative sanctions on seven investment consultants/analysts by revoking approval of {A}, suspending {B} of Bualuang Securities PLC, {C} of Kasikorn
approval on the matters in Agenda 3 to Agenda 9 is not approved by the shareholders’ meeting. In this regard, the date to determine list of shareholders who are entitled to attend the Extraordinary General
Notification and the Notification of the Capital Market Supervisory Board concerning Application and Approval for Offer for Sale of Structured Notes. Clause 6 Submission of documents or evidence to the SEC
, Chonburi 20230 Thailand Tel. 66‐38 480‐020‐1 FAX. 66‐38 480‐080 (Translation) AF.007/2020 26 February 2020 Subject : Approval of transaction contract of rent with connected persons To : Managing
prior approval from the Office; the Office, therefore, stipulates the approval for a securities company licensed to undertake securities business in the category of mutual fund management, private fund