Conflict of Interest shall be in accordance with Chapter 3; (4) Supervision of Investment for Employees’ Assets shall be in accordance with Chapter 4. Chapter 1 Excessive Transactions for Clients
supervision. 2 According to Notification of Securities and Exchange Commission Kor Jor. 4/2560 on Determination of Definitions of Institutional Investors, Ultra High Net Worth Investors, and High Net Worth
be in accordance with Chapter 3; (4) Supervision of Investment for Employees’ Assets shall be in accordance with Chapter 4. Chapter 1 Excessive Transactions for Clients _______________ Clause 5 2 In
นี้ (ก) ระบบการเก็บรักษาทรัพย์สินโดยจัดให้มีผู้ดูแลผลประโยชน์ของคู่สัญญาเพ่ือการเก็บ รักษาเงินค่าจองซื้อของสมาชิกตามกฎหมายว่าด้วยการดูแลผลประโยชน์ของคู่สัญญา (escrow agent) (ข) ระบบการเก็บรักษาทรัพย์สิน
increased by Baht 16 million or 80% compared to those of the prior year. The increase is mainly due to commission paid to sale agent for selling set- top box. 4 Administrative expenses In 2Q17, the Group has
has the selling expenses of Baht 132 million, which is increased by Baht 23 million or 21% compared to those of prior year. The increase is due to commission paid to sale agent for selling set-top box
- Selling Agent Service โทรศัพท์ 0-2649-2191-6 - สำนักงานสาขาแจ้งวัฒนะ โทรศัพท์ 0-2835-3055-7 - สำนักงานสาขาปิ่นเกล้า โทรศัพท์ 0-2014-3150-2 - สำนักงานสาขาขอนแก่น โทรศัพท์ 0-4320-4014-6 - สำนักงานสาขา
a natural person appointed as an agent who sells or accepts redemption of investment units. Nevertheless, delegation is permitted for the function of disseminating or distributing documents or
. (UNOFFICIAL TRANSLATION) 8 Clause 17. The securities company shall not delegate the function of advertising to a natural person appointed as an agent who sells or accepts redemption of investment units
advertising to a natural person appointed as an agent who sells or accepts redemption of investment units. Nevertheless, delegation is permitted for the function of disseminating or distributing documents or