https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=941. Stakeholders and interested parties are welcome to submit comments and suggestions via the website or email: aurawan@sec.or.th or witchulada
' trading orders via their mobile phones. In case of {C}, the SEC found that she did not record clients' trading orders completely, the SEC thus publicly disclosed her non-compliant performance and recorded
} frequently failed to record his clients' securities trading orders as the same as {B} case as reported by his employer Phara Securities Plc. Both persons admitted that they took those orders via mobile phone
the amended financial statements and the results of the special audit via the SET Electronic Information System within the extended deadline.
must also disclose the amended financial statements and the results of the special audit via the SET Electronic Information System within the extended deadline.
decisions.BLISS must submit the special audit report to the SEC by February 16, 2011 and disclose the report via Electronic Listed Company Information Disclosure of the Stock Exchange of Thailand (ELCID). # # #
disclose the clarification via the Stock Exchange of Thailand. Owing to the fact that the proposed transaction requires at least three quarters of total voting rights less interested shareholders, the SEC
time with high trading volumes. {A} admitted that the client allowed her to make trading decision under the pre-determined value. After trading, she notified her client via recording telephone.The client
discussing with her client to fine-tune the deficit portfolio. At the end of the trading day, she notified her client via mobile telephone after working hours.Making securities trading decisions on behalf of
order form (Form F8) despite the fact that those trading orders were made via mobile phone. Use of Form F8 therefore was inappropriate submission of trading orders because such Form must be used in