, 2012. In this regard, the SEC suspended her from duty as an approved capital market investment consultant for a period of five months. Taking into account that she has already been suspended for two
organizations for their outstanding achievements in deploying information and communication technologies to enhance efficiency, capacity and operation. FutureGov Awards are divided into 16 categories: (1
companies? operations with increased transparency and prudence. The revision is in line with current international standards, which increasingly take into account these issues. Comments and suggestions on the
her then employer, the SEC probed into the {D} case and found the investment advice records and e-mails indicating that {D} had been entrusted to trade derivatives on behalf of a client during November
Bangkok, November 1, 2012 ? The SEC is seeking public comment on proposed revision of the Provident Fund Act B.E. 2530 to facilitate employee?s continuous savings into provident fund and thus having
market regulators as well as private sectors of both Thailand and Luxembourg.?? Mr. Jean Guill, Director-General of the CSSF, said ?we are pleased to enter into this MoU with the SEC Thailand, which will
January 18, 2012. The SEC therefore suspended {A} from his duty as an approved securities market investment consultant for a period of three months. Taking into account that he has already been suspended by
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit