digits for net asset values, investment unit values, offering and redemption prices, and the number of mutual fund investment units, mutual fund management companies shall comply with the following rules
entities share with them. To help achieve the objectives outlined in the IOSCO CRA Principles, which should be read in conjunction with the IOSCO CRA Code, CRAs should adopt, publish, and adhere to a Code of
Disposition of Assets, although the Company has no disposal of assets over the past six months. Therefore, the Company is required to comply with the Notifications on Acquisition or Disposition of Assets by
Acquisition or Disposition of Assets, although the Company has no disposal of assets over the past six months. Therefore, the Company is required to comply with the Notifications on Acquisition or Disposition
a minimum price as specified on the issuance date of such bond. Clause 12 In order to appoint or assign any person to perform duties under Clause 4, an intermediary shall comply with the following
the relevant securities business license has become effective. The derivatives business license shall be in the form attached hereto. Clause 13 The derivatives business licensee shall comply with the
. KorThor. 25/2558 Re: Approval for Undertaking of Derivatives Business (No.4) dated 2 December 2015 (effective on 16 December 2015). 6 Clause 13 The derivatives business licensee shall comply with the