) Promoting financial well-being for the public through savings and long-term investment for retirement; (3) Supporting growth and financing of small and medium enterprises (SMEs) and startups; (4) Enabling
Section 281/2 and Section 312 of the SEA. The SEC has therefore filed the criminal complaint against all seven persons with the DSI for further legal proceedings. Being named in the criminal complaint has
. This reflects the growing opportunities for Thai women in the private sector, where they are increasingly being recognized for their contributions to the workplace and society. This is due in part to
any transaction not their own, or risk being exploited for an offense without their knowledge or subject to litigation in connection with an investment consultant?s misconduct
5-year imprisonment and a fine of 500,000 baht for each count, totalling 30-year imprisonment and a fine of 3,000,000 baht, and (4) for being a director who acted to obtain unlawful gains, falsified
in operation but changing identity or office after being raided and charged by the SEC. Investors should therefore take precaution and not making any investments with companies not licensed by the SEC
(Financial well-being) ของประชาชน เป็นการมุ่งเน้นสร้างผลลัพธ์ทางการเงินที่ดี รวมถึงการสร้างโอกาสในการลงทุน โดยมีการบริหารความเสี่ยงอย่างเหมาะสมก.ล.ต. ในฐานะหน่วยงานที่ได้รับมอบหมายให้ดำเนินการจัดทำแผนพัฒนา
resulted in Thailand being one of the best performers in the area of regulation and taxation. Nonetheless, restrictions on fund investment in foreign securities should be relaxed and foreign mutual fund
for investment consultants.As a result, she was disqualified from being investment consultant under Clause 18(1) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
(FETCO) and CEO of BBL Asset Management Co., Ltd. said that although not being listed companies, institutional investors comprising asset management companies, securities companies, insurance companies