investment advisory on the condition that the person giving advice and the owner of the website or any other electronic media do not collaborate or share duties with the other party to avoid personal acts
Thailand Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition and Disposition of Assets B.E. 2547 (2004) dated 29 October 2004 and its amendments; (2) “Office” means
Address fb sec.or.th Laws/Regulations Laws / Regulations Search Acts/Royal Enactments Securities and Exchange Act Derivatives Act Emergency Decree on Digital Asset Businesses Provident Fund Act Emergency
, using the key measures of preventing, deterring, and suppressing wrongful acts. So far, the Project has made significant progresses.On 1 February 2024, the SEC Board Meeting No. 2/2567 gave its approval
information from SET, which acts as the first-line inspector to detect suspicious trading activities. AMLO then takes over the investigation of financial transactions to facilitate asset-related legal actions
the price or trading volume to be inconsistent with normal market conditions. The acts of the six individuals above were liable to be offenses under Section 244/3(1)(2) in conjunction with Section 244
company had fully received payment for the condominium units from the purchasing company, so that the auditor would not question the recording of the transaction in the accounts. The acts of the six NUSA
transactions even though the client did not come to the trading room to order the transactions herself to earn compensation at a higher amount than she should have actually received. {A}’s acts were deemed as
. His acts were therefore in violation of Section 283 of the SEA. The SEC will forward the case to the Criminal Fining Committee to consider fine penalties, and if {A} refuses to enter the fining process