shall not apply to the securities company’s branch office in foreign countries. Clause 3. The securities company shall open within the hours, and close on the days as follows: (1) in case of providing
the Corporate Communication Department3. Ms. Jittikarn Wongkampoo, Director of the Corporate Communication Department4. Ms. Rachamarn Suchitchon, Assistant Secretary-General5. Mr. Anek Yooyuen, Deputy
, Director of the Fund Raising Bureau of the Thai Red Cross Society3. Ms. Archinee Pattamasukhon, SEC Assistant Secretary-General4. Ms. Jittikarn Wongkampoo, SEC Director of the Corporate Communication
Bangkok, 8 December 2023 – The Securities and Exchange Commission (SEC) has announced the appointment of the Deputy Secretary-General in charge of Corporate Communication Division to serve as the SEC
13 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and
. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives
Department of Special Investigation (DSI), the Government Public Relations Department, the Bank of Thailand (BOT), the Office of the National Broadcasting and Telecommunications Commission (NBTC), the Anti
. (Acceptance and Continuance of Client Relationships and Specific Engagements) 5. (Resources) 6. (Engagement Performance) 7. (Information and Communication) 8. (Monitoring and Remediation Process)
Communications with relevant persons (7) Division 7 Cross-border communication (8) Division 8 Companies shall test and assess the BCP (Training, Exercising and Auditing) (9) Division 9 Examples of emergency