irrelevant person from entering the area for executing trading transaction orders. Clause 5 A securities company should specify a code of conduct clearly in writing, whose contents should include acceptance of
) ................................................................................................................................................................ 2. Type of the Applicant: Juristic person established under Thai Law Limited company Public limited company Stock Exchange of Thailand Over-the-counter trading center Association related
สิทธิแก่ผู้ถือ DA (ถ้ามี) • การเปิดเผย Source code หรือ Smart contract • ไม่มีเหตุสงสัยว่าจะหลีกเลี่ยงหลักเกณฑ์เกี่ยวกับการเสนอขายโทเคนดิจิทัลต่อประชาชน ตามกฎหมายว่าด้วยการประกอบธุรกิจสินทรัพย์ดิจิทัล 1
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
: (1) perform due diligence, screen legitimate ICOs from scams, screen deals for viability and digital token distribution structure; (2) verify source code / smart contract against white paper; (3
policy and guidelines on corporate governance and unabridged code of business conduct prepared by the Company Attachment 6: Report of the Audit Committee Part 1 Business Operation and Operating Results
undertaking and details of asset appraisal Attachment 5: Unabridged policy and guidelines on corporate governance and unabridged code of business conduct prepared by the Company Attachment 6: Report of the
Operational Control _____________ Clause 4 A securities company shall establish efficient systems for internal control, risk management and prevention of conflicts of interest, and shall have a written code of
Clause 4 A securities company shall establish efficient systems for internal control, risk management and prevention of conflicts of interest, and shall have a written code of conduct approved by the board