As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance
Bangkok, April 17, 2013 ? This announcement follows the news coverage on proposal of Grand Canal Land Plc. (GLAND) to its shareholders for approval to purchase all ordinary shares of BBTV Marketing
Bangkok, June 16, 2015 ? ASEAN audit regulators and audit firms in the ASEAN region have just concluded a meeting that discussed initiatives to raise audit quality and market transparency in the
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of
The Taskforce for a Competitive and Attractive Market (Taskforce), which consists of representatives from the FPO, the SEC, the SET, and the FETCO, has recently convened a joint meeting to gather
wrongdoing against a client’s assets by (1) using the client’s credit card to withdraw cash and spending the money for her own personal use, (2) replacing the client’s banking account contact information
On 24 October 2025, the SEC and the CCIB jointly conducted a raid on WLD exchange services at the iris scanning location, identifying an exchange service provider potentially constituted to be