to understand the risks of bonds and up-to-date information before their investment, as well as to make information become easier to access. Therefore, SEC has improved the supervision guideline on

have the independent director review the work of the SKFM management from 2016 to 2018; and             (4)  neglecting the supervision of SKFM operation, causing deficiencies in many cases. For

Pursuant to the MOU, SEC and TGO will cooperate in sharing knowledge, communicating and giving advice to listed companies, securities issuers or business operators under SEC supervision regarding the

-mail: pinyapat@sec.or.th หรือ phireeyaphon@sec.or.th จนถึงวันที่ 23 ตุลาคม 2566________________________หมายเหตุ: *ตามหลักการ same activity, same risk, same rule and same supervision **สินทรัพย์ดิจิทัลที่

are still employed to continue contributing to the fund with or without the employer’s contribution; and  5. Supervision: e.g., specifying the standards for fund registration regulations and guidelines

focus on auditor supervision and audit quality promotion. Among other key activities, the SEC will cooperate with the Federation of Accounting Professions under the Patronage of His Majesty the King (FAP

leading to lower operating costs. Additionally, the SEC will use RegTech for a better regulatory supervision and place high importance on cyber resilience. Strategy Two: To promote the Thai capital market

appropriate and reliable supervision and investor protection. In any case, investors are advised to study details and conditions of target products thoroughly before making investment decisions. For inquiries

offering process, and the procedures for remittance of funds.? Separately, the signatories have also agreed to an arrangement to provide mutual assistance in relation to the supervision of cross-border

Office; [or] (2) an association relating to supervision of derivatives intermediaries, of which objectives is for promoting and supervising derivatives intermediaries, having obtained an approval [for