investors would comply with the regulations relating to providing investment consultation and providing services relating to trading investment units, including the disciplines in accordance with such
that the services provided to investors would comply with the regulations relating to providing investment consultation and providing services relating to trading investment units, including the
consultation and providing services relating to trading investment units, including the disciplines in accordance with such regulations as specified by the management company; **(5) having the following
in accordance with the rules as prescribed in Clause 18(2); (8) having appropriate and sufficient system for proprietary trading which would be able to prevent the following occurrences: (a) negative
collaborated with social media platform providers to block suspicious accounts involved in investment scams, with over 97% of such accounts successfully blocked. Additionally, the SEC set up a booth to promote
, and positioning the capital market as a long-term wealth-building platform. The event took place on 9 December 2024.
’ rights. A bondholders’ meeting serves as a crucial platform for bondholders to stay informed of important developments and to engage in decision-making on matters that may affect debt repayment. The newly
discussion, Ms. Archinee highlighted the SEC's efforts to protect investors from scammers, emphasizing the collaboration among agencies and platform providers to minimize damage and prevent potential victims
stakeholders, as well as the cooperation among agencies and social media platform providers to minimize the damage caused by investment scams. Additionally, The SEC set up a booth to promote contacts and
the SEC Office in Bangkok. The workshops provided a platform for regulators across ASEAN to exchange knowledge, experiences, and challenges on audit quality oversight and financial reporting reviews