condition and other financial products offered at that time. (2) Transaction Size The calculation of transaction size under the Notification of Acquisition and Disposition, is calculated from the interim
reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2558 Re: Offering of Units of Infrastructure Trusts ___________________ By virtue of Section 16/6 of the Securities and Exchange
person who keeps custody of customer property, the derivatives fund manager shall also maintain a financial condition supporting the custody of customer property in accordance with the notification of the
the person who keeps custody of customer property, the derivatives fund manager shall also maintain a financial condition supporting the custody of customer property in accordance with the notification
: (1) KYC/CDD: many clients entered into trading transactions significantly unsuitable for their financial position and investment knowledge. In addition, the company failed to take sufficient measures
financial position and investment knowledge. In addition, the company failed to take sufficient measures to identify the clients and the true beneficiaries and did not reconsider appropriate credit lines for
( 57 ) About SEC ( 42 ) Act and Royal Enactment ( 25 ) Budget ( 23 ) Manual Select ( 22 ) Financial Report ( 17 ) Enforcement ( 10 ) Strategic Plan ( 10 ) investor ( 9 ) Market Data ( 9 ) Investors ( 7
19 เมษายน 2539 1 (TRANSLATION) Tor. For. 6 / 2020 May 14, 2020 Subject: (1) Submission of the Financial Statements for Q1/2020 (2) The resolution to appoint the Company’s auditor (3) Management
March 20, 2019 Re: Notification of the Resolutions on the Acquisition of Land and Establishment of Subsidiary To: The President The Stock Exchange of Thailand Attachment 1. Information Memorandum of the