licensed to operate securities business in accordance with the Securities and Exchange Act of 1992. Their actions are in violation of Section 90 and liable to the penalties under Section 289, i.e

 all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8818 SEC

exchange, kept customers' digital assets in digital wallets http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 28/12/2021 Dsdaq (Thailand) Company Limited

inquiry officer, the decision to prosecute by public prosecutors, and ultimately the judicial discretion of the court in rendering a verdict. In this regard, the SEC will monitor the progress of the ongoing

inquiry official against 558 offenders. Additionally, civil sanctions have been imposed in 62 cases against 246 offenders. These offenders gave written consent to comply with the civil sanctions imposed by

in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer

} Securities Plc., as well as {D}, {E} and {F}, for manipulating RICH share price.With the referral from the Stock Exchange of Thailand on irregular trading in RICH shares by a group of persons from May 10 to

imposed on 10 persons, namely (1) {A} (2) {B} (3) {C} (4) {D} (5) {E} (6) {F} (7) {G} (8) {H} (9) {I} and (10) {J}.With the referral from the Stock Exchange of Thailand on irregular trading in UKEM shares

^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3AEnforcement&start=170&rows=10 171 - 171 of 171 results Sort by: Relevance Date (Newest) Date (Oldest) Criminal Complaint Filed with an Inquiry

period. On January 24, 2011, the Criminal Court ordered such extension until April 24, 2011. # # #Information contained in this news release is as of the aforementioned release date. For those who wish