education, experience, investment goals, investment conditions and restrictions. It is important for investment consultants to exercise due care and clearly explain risk factors involved in mutual fund
, and promoting exercise of investors? rights. The SEC also aims to promote independent investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement
pushed securities price , which violated the Stock Exchange of Thailand (SET)'s rules. The SEC is of view that investor contact should exercise his own discretion on trading orders received from the client
Thailand and required to seek shareholders?approval with at least 3/4 of shareholders attending the meeting and eligible to exercise voting rights. Independent Financial Advisor (IFA) describes in its
and required to seek shareholders?approval with at least 3/4 of shareholders attending the meeting and eligible to exercise voting rights.Independent Financial Advisor (IFA) describes in its report that
seek shareholders? approval for the acquisition with at least 3/4 of shareholders attending the meeting and eligible to exercise voting rights.JD Partners Co., Ltd., the IFA, indicates that WAVE?s
investment management company may consult with fellow AIMC members, or exercise the voting right at the shareholders? meetings and report the voting results and any other relevant action to the clients. This
government has maintained the biodiesel mandated at B7. Also, the government has promoted B20 and B10 as fuel options by subsidizing B20 and B10 to be lower than B7 at 5 Baht/litre and 1 Baht/litre
directives. Later, COVID-19 pandemic situation in Thailand saw positive signs, the government and government agencies eased restrictions to control the epidemic widespread of COVID-19 and issued measures to
cash equivalents increased from the exercise of rights to convert warrants to ordinary shares for the period, trade and other receivables decreased from repayment from foreign customers, other current