) Clause 32(1), which relates to dissemination of educational documents regarding any capital market product having high-risk or complex characteristics under Clause 29(2), (3), (4), (5), (6), (7), (8) and
สำนักงาน ก.ล.ต. ดังนี้ https://www.sec.or.th/TH/Documents/DigitalAsset/DA-risk-guideline.pdf https://www.sec.or.th/TH/Pages/LawandRegulations/DigitalAssetBusinessRelatedForms-appendix3.aspx https
agreement; (7) require that the relevant provision or documents relating to the service agreement contains policy on prevention of information leakage which may occurs from the cloud provider; (8) the cloud
in order to stimulate the investor to invest in units; “underwriter” means a securities company of which license is allowed to underwrite units; “associated person” means any person having one of the
: Cancellation of the Notification of the Capital Market Supervisory Board regarding Undertaking of Securities and Derivatives Businesses of Securities Company and Derivatives Intermediary dated 6 September 2013
Capital Market Supervisory Board regarding Undertaking of Securities and Derivatives Businesses of Securities Company and Derivatives Intermediary dated 6 September 2013, and [ii] the Notifications of the
instrumentality of a government; or a company, corporation, partnership, trust, estate, or association. similar product. product or transaction that has inherent credit risk. rated obligation. THE IOSCO CODE OF