in his capacity as the responsible person for the operation of Zipmex, which included ordering or acting and omitting to order or failing to act in any way that caused Zipmex to commit offenses in

business. The revision would exclude any insignificant misdemeanor or any wrongdoing not directly related to the issuer’s core business. In any event, the issuer must not operate business in such a way that

Practice Lead, GMO, said, “We are witnessing a fundamental shift in the way in which investors are integrating material ESG risks and opportunities, such as climate change, and diversity, into their

Patronage, thus, plan to train pro bono lawyers with a skill in class action litigation in order to enhance the efficiency of justice. Since class action is the way many defrauded investors can settle

, another KBANK employee who was not an approved investment consultant gave advice to the client in such a way that caused the client to misunderstand that the investment was a deposit transaction because the

, who had commanded or acted in such a way that resulted in the aforesaid violation by their respective companies, were subject to the penalties under Section 300 of the SEA.Three of all offenders, namely

imposed a civil monetary penalty of 500,000 baht on the company. Prasit, who commanded or acted in such a way that resulted in the aforesaid violation by Mandawee Tour, contravened Section 300 in

The SEC has opined that organizing a shareholders meeting to elect new directors in order for IFEC’s board of directors to have a quorum in compliance with the law would be a proper way for IFEC to

be a proper way for IFEC to deal with the current situation so that shareholders who are the real owners of the company will have an opportunity to select candidates they deem suitable to become new

16th June 2023 under the theme “Envisioning the next horizon: A way towards connected future of capital markets”. Securities regulators, financial experts, associations, and industry participants will