matters including the rule on collection... https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8332 < 1 ... >> > < 1 ... >> > Previous 1 2 3 4 ... Last Next
the product and receive sufficient information before making investment decision. Intermediaries must comply with know your customer/client due diligent rule and request investors to take suitability
Assets B.E. 2547 (the “Acquisition and Disposal Rule”). Accordingly, the Company has a duty to disclose the information memorandum of such transactions to the Stock Exchange of Thailand and to send the
Concerning the Acquisition and Disposition of Assets B.E. 2547 (the “Acquisition and Disposal Rule”). Accordingly, the Company has a duty to disclose the information memorandum of such transactions to the
company shall not undertake the following acts unless having improve the adequacy in accordance with the prescribed rule: (1) providing service for a new customer; (2) extending the period of service to a
อย่างไร · หลักปฏิบัติในการซื้อขายหลักทรัพย์ของผู้ให้คำแนะนำ และบุคคลผู้มีอำนาจในการ จัดการของบริษัท (staff dealing rule) · แนบ staff dealing rule / code of ethics ของบริษัทที่ระบุหลักปฏิบัติในการซื้อขาย
borrower in accordance with the rule under Clause 9, and to process and report data on level of risks incurred in securities borrowing and lending to its executives in accordance with its internal guidelines
acting as the borrower or its agent or the lender or its agent, shall: (1) conduct counterparty risk analysis and arrange for collateral to be provided by the borrower in accordance with the rule under
provided by the borrower in accordance with the rule under Clause 9, and to process and report data on level of risks incurred in securities borrowing and lending to its executives in accordance with its
% of its registered capital, par value of 100 Baht, with total amount 40 Million Baht. The transaction size calculated according to the acquisition of assets listed company rule, the total consideration