this Notification: “derivatives business operator” means a person obtaining the derivatives business license in the category of derivatives broker or derivatives fund manager, but not including
client’s assets in its possession ; (2) Investing in or https://publish.sec.or.th/nrs/2249pe.doc 8500pe.doc investment in securities or derivatives in the manner of giving an opinion or sharing an investment
: (1) Keeping the client’s assets in its possession ; (2) Investing in or https://publish.sec.or.th/nrs/2249pe.doc 8500pe.doc investment in securities or derivatives in the manner of giving an opinion or
On 2 March 2023, the SEC Board Meeting No. 5/2566 passed a resolution approving in principle the proposed amendments to the regulations regarding the ICO of investment token, digital asset custodial
Dr. Chaiwat Wibulswasdi, Chairman, Capital Market Development Fund, revealed that the CMDF board has approved in principle by supporting the Thai Capital Market’s digital infrastructure under the
accounts and to transfer investment money into those accounts several times in the amount totaling 23 million baht. However, Phisit did not open the accounts for clients but used such money for securities
management or the person within the issuer who is responsible for the information contained in the registration statement. B. Advisers and Other Parties Provide the names and addresses of a. the issuer's
, representing the investment amount of Baht 500,000,000. In this regard, the Company has resolved to authorize the authorization of directors to bind the Company or the Chief Executive Officer or any person
Rules on Connected Transactions item no.12 (3) there is a content “ In case of a listed company or a subsidiary company and related persons give financial assistance to juristic person which a listed
the Company; (7) The Company has duly appointed one person nominated by PLANB as a director of the Company; (8) The Company shall have procured that Clause 3.2 (Renewal) of the Agreement in respect of